Exchange Act

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2026 Supplemental Report PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (Orion SA)

Public Technologies 25 Apr 2026

These statements constitute forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended (the "Exchange Act") ... any fluctuations in foreign currency exchange or interest rates;.

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Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, from Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934 and Request for CommentSubmit a Comment on S7-2026-11 (SEC - US Securities and Exchange Commission)

Public Technologies 17 Apr 2026

"Commission") adopted,1 among other things, Rule 17ad-22(e)(18)(iv)(A) (the "Trade Submission Requirement")2 under the Securities Exchange Act of 1934 ("Exchange Act").

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Reopening of Comment Period; Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, from Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934 and Request for CommentSubmit a Comment on S7-2026-07 (SEC - US Securities and Exchange Commission)

Public Technologies 17 Apr 2026

5 Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, From Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934 and Request for Comment, Exchange Act Release No.

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Order Under Section 36 of the Securities Exchange Act of 1934 (the “Exchange Act”) Granting Conditional Exemptive Relief from Section 15(c)(3) of and Rule 15c3-3 under the Exchange Act for Cross-Margining of Cleared U.S. Treasury Securities and Related... (SEC - US Securities and Exchange Commission)

Public Technologies 15 Apr 2026

Order Under Section 36 of the Securities Exchange Act of 1934 (the "Exchange Act") Granting Conditional Exemptive Relief from Section 15(c)(3) of and Rule 15c3-3 under the Exchange Act for Cross-Margining of Cleared U.S.

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Order Granting Limited Exemptions Pursuant to Rule 605(b) of Regulation NMS Under the Securities Exchange Act of 1934 from Rule 605 and Modifying and Rescinding Certain Exemptions Granted Pursuant to Rule 605 of Regulation NMS (SEC - US Securities and Exchange Commission)

Public Technologies 01 Apr 2026

Rule 605 of Regulation NMS1 under the Securities Exchange Act of 1934 ("Exchange Act")2 requires certain market participants to make available to the public monthly electronic reports on ...

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PTA-PVR: Major Holdings Notification pursuant to Section 135(3) of the Austrian Stock Exchange Act (BörseG) (CA Immobilien Anlagen AG)

Public Technologies 27 Mar 2026

Major Holdings Notification pursuant to Section 135(3) of the Austrian Stock Exchange Act (BörseG) ... As a result, the notification threshold of 5% pursuant to Section 135(3) of the Austrian Stock Exchange Act (BörseG) has been fallen below.

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Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Denying Application for Exemption from Rule 17g-5(c)(1) Under the Exchange Act (SEC - US Securities and Exchange Commission)

Public Technologies 24 Mar 2026

ORDER PURSUANT TO SECTION 36 OF THE SECURITIES EXCHANGE ACT OF 1934 DENYING APPLICATION FOR EXEMPTION FROM RULE 17g-5(c)(1) UNDER THE EXCHANGE ACT ... ("Exchange Act") for the classes of credit ...

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Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 - Form 6-K (Origin Agritech Limited)

Public Technologies 24 Mar 2026

... pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 - Form 6-K.

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Notice of an Application of MEMX LLC for Temporary Exemptive Relief From Compliance with Certain Provisions of Rule 610(c) of Regulation NMS, as Amended, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 610(f) of Regulation...Submit a Comment on S7-2026-10 (SEC - US Securities and Exchange Commission)

Public Technologies 20 Mar 2026

("Exchange Act")2and Rule 610(f) of Regulation NMS,3in accordance with relevant procedures set forth in Exchange Act Rule 0-12,4to temporarily delay the implementation of certain ... Exchange ...

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Ludic GmbH, according to Article 135, Section 2 BörseG (Austria Stock Exchange Act) (Fabasoft AG)

Public Technologies 18 Mar 2026

) Fabasoft AG (AT). Fabasoft AG. Release according to Article 135, Section 2 BörseG with the objective of Europe-wide distribution. Stimmrechtsanteile . 18 März 2026 16.00. Fabasoft AG. Fabasoft AG ... 18.03.2026 / 16.00 CET/CEST ... 130 to 134 BörseG 2018 ... Issuer.

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Order Under Section 36 of the Securities Exchange Act of 1934 (the “Exchange Act”) Granting Conditional Exemptive Relief from Rules 10b-10, 14e-5, and Section 11(d)(1) of the Exchange Act for Multi-Class ETFs (SEC - US Securities and Exchange Commission)

Public Technologies 17 Mar 2026

Order Under Section 36 of the Securities Exchange Act of 1934 (the "Exchange Act") Granting Conditional Exemptive Relief from Rules 10b-10, 14e-5, and Section 11(d)(1) of the Exchange Act for Multi-Class ETFs.

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New Rate for Fees Paid Under Section 31 of the Exchange Act (FINRA - Financial Industry Regulatory Authority Inc)

Public Technologies 17 Mar 2026

New Rate for Fees Paid Under Section 31 of the Exchange Act ... ▶ Section 31 of the Securities Exchange Act of 1934 ... Section 3 specifies that the amount assessed on firms will be determined periodically in accordance with Section 31 of the Exchange Act.

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SEC Proposes Amendments to Exchange Act Rule 15c2-11 (SEC - US Securities and Exchange Commission)

Public Technologies 16 Mar 2026

The Securities and Exchange Commission today proposed amendments to Exchange Act Rule 15c2-11, which sets out certain information gathering and review requirements for broker-dealers that publish ...

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SIFMA Statement on SEC Proposed Amendments to Exchange Act Rule 15c2-11 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 16 Mar 2026

). Washington, D.C., March 16, 2026 - SIFMA today issued the following statement, from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the Securities and Exchange Commission's proposed amendments to Exchange Act Rule 15c2-11. ... -30- ... Disclaimer.

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Traveling Back From the Road Wrongly Taken: Statement on the Proposed Amendments to Exchange Act Rule 15c2-11 (SEC - US Securities and Exchange Commission)

Public Technologies 16 Mar 2026

... under the Securities Exchange Act of 1934, from Rule 15c2-11 for Fixed-Income Securities Sold in Compliance with the Safe Harbor of Rule 144A under the Securities Act of 1933, Exchange Act Release No.

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Latest News for: exchange act

2026 Supplemental Report PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (Orion SA)

Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, from Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934 and Request for CommentSubmit a Comment on S7-2026-11 (SEC - US Securities and Exchange Commission)

Order Granting Limited Exemptions Pursuant to Rule 605(b) of Regulation NMS Under the Securities Exchange Act of 1934 from Rule 605 and Modifying and Rescinding Certain Exemptions Granted Pursuant to Rule 605 of Regulation NMS (SEC - US Securities and Exchange Commission)

PTA-PVR: Major Holdings Notification pursuant to Section 135(3) of the Austrian Stock Exchange Act (BörseG) (CA Immobilien Anlagen AG)

Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Denying Application for Exemption from Rule 17g-5(c)(1) Under the Exchange Act (SEC - US Securities and Exchange Commission)

Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 - Form 6-K (Origin Agritech Limited)

Ludic GmbH, according to Article 135, Section 2 BörseG (Austria Stock Exchange Act) (Fabasoft AG)

Order Under Section 36 of the Securities Exchange Act of 1934 (the “Exchange Act”) Granting Conditional Exemptive Relief from Rules 10b-10, 14e-5, and Section 11(d)(1) of the Exchange Act for Multi-Class ETFs (SEC - US Securities and Exchange Commission)

New Rate for Fees Paid Under Section 31 of the Exchange Act (FINRA - Financial Industry Regulatory Authority Inc)

SEC Proposes Amendments to Exchange Act Rule 15c2-11 (SEC - US Securities and Exchange Commission)

SIFMA Statement on SEC Proposed Amendments to Exchange Act Rule 15c2-11 (SIFMA - Securities Industry and Financial Markets Association Inc)

Traveling Back From the Road Wrongly Taken: Statement on the Proposed Amendments to Exchange Act Rule 15c2-11 (SEC - US Securities and Exchange Commission)

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